Board Oversight: Post Compliance Exam Activities

Explores a bank board’s key responsibility for reviewing the findings from a compliance examination, as delivered in the Report of Examination. This includes ensuring that a bank examines, summarizes, and explains report findings to the board in a timely manner.

What You’ll Learn

After successfully completing the course, you will be able to:

  • Describe the categories of compliance exam issues that are used to address exam findings
  • Explain how the action plan is used to list exam deficiencies and how they will be fixed
  • Explain the process of having a compliance exam debrief and discussion on regulator expectations


For members of a bank’s board of directors.

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Course / Seminar Type: Self-Paced Online
Course / Seminar Category: Management & Leadership Training
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Course / Seminar Price: $75
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